providers of investment services
- providers of investment services
Providers of investment services include both investment companies ("entreprises d'investissement") and banks/other credit institutions authorized to offer investment services ("établissements de crédit").Investment companies are entities whose core business consists of one or more activities relating to investment services, i.e., own-account or third-party trading, third-party asset management, and intermediation on primary markets. Former " Sociétés de Bourse" or Bourse member firms qualify as investment companies. Investment service providers are licensed to operate by the Comité des Etablissements de Crédit et des Entreprises en Investissement, with the exception of asset management companies, which are licensed by the COB. Investment-service providers must have prior authorization from the Conseil des Marchés Financiers (CMF) for all activities, with the exception of asset management, which is authorized by the COB. NYSE Euronext Glossary
Financial and business terms.
2012.
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